12
Fund Compliance Marketing
Marketing built to fit the rules your offering runs under - disclosure placement, investor gating, consent capture, and documented audit trails, coordinated with your securities counsel.
- Fast Facts
The short version
- Disclosure and disclaimer placement across every marketing asset
- Investor gating, consent capture, and record keeping built in
- We implement to your counsel's direction - we do not provide legal advice
- What’s Included
Everything in the engagement
- 01Compliance review workflow for marketing assets
- 02Disclosure & disclaimer implementation
- 03Accredited investor gating and verification flows
- 04Consent capture for email and SMS outreach
- 05Archived communications & audit trail setup
- 06Team process documentation and training
- Questions
Are you a law firm?
No. We are a marketing agency. We implement what your securities counsel approves and build the systems that keep your team inside those lines.
What does an audit trail include?
Timestamped records of what was published, who received which communication, when consent was captured, and which approved version of each asset was live.